Senior Managers and Certification Regime | The Access Group
The Senior Managers and Certification Regime (SM&CR) is a UK financial services regulation designed to protect consumers and strengthen market integrity by making senior managers …
Senior Managers and Certification Regime | SMCR Compliance
SMCR Compliance offers a full suite of CPD certified online SMCR training courses and toolkits, enabling Senior Managers, Certified Staff and all other staff requiring Conduct Rules training …
SMCR Academy - Simmons & Simmons
Under the FCA’s Senior Managers and Certification Regime (SMCR) firms are required, to provide suitable training about the SMCR Conduct Rules to all staff who are subject to those …
Conduct Rules training | SMCR | DWF
Help all staff understand the key tenets of the SMCR and underpin what individual accountability means and good conduct looks like. Promote understanding of the Conduct Rules, how they …
SMCR Courses | Online Training | Skillcast
What are the SMCR Conduct Rules? SMCR incorporates new high-level standards of behaviour that apply to almost all employees who carry out financial services activities in a firm.
Senior Managers & Certification Regime Training
Under the FCA’s Senior Managers and Certification Regime (SMCR) firms are required, to provide suitable training about the SMCR Conduct Rules to all staff who are subject to those …
SMCR Conduct Rules (Core Firms) - RQC Group
This course provides a focussed overview of the Individual Conduct Rules for which annual training is required, for individuals working at Core Firms who are subject to SMCR, but are …
What Is SMCR? Complete Guide for Financial Services
Provide ongoing training for all employees on SMCR requirements, including the Conduct Rules and their implications. Clearly communicate the purpose and benefits of the SMCR to promote …
Conduct rules • FSMA enables the regulators to make Conduct Rules which set out minimum standards of conduct for individuals. FSMA also includes prescriptive requirements which …
FCA and PRA cut senior manager regime red tape to help …
News release In the first phase of reforms to the Senior Manager Certification Regime (SM&CR), the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) are …
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